Investor Protection

Conflicts over investments and financial integrity

We handle disputes involving securities fraud, misrepresentation, fiduciary breaches, and other misconduct impacting investors.

Overview

Investors face significant risks when companies, executives, or advisors fail to meet their obligations. Mismanagement, fraud, and market misconduct can quickly erode capital and undermine trust. We represent investors, shareholders, and financial stakeholders in disputes designed to protect their rights and recover losses.

We handle investor protection matters such as:

  • Securities fraud — false or misleading statements in connection with the sale of securities.
  • Broker/advisor misconduct — unsuitable investment recommendations, mismanagement of funds, or conflicts of interest.
  • Breach of fiduciary duty — claims against corporate officers, directors, or fund managers.
  • Shareholder rights and derivative actions — suits to enforce governance rights or recover for harm to the corporation.
  • Ponzi schemes and investment frauds — recovery actions for victims of fraudulent investment vehicles.
  • Private investment disputes — conflicts among limited partners, venture investors, or private equity stakeholders.

Insights